A regulatory compliance management PowerApp for FCA requirements tracking, risk assessments, and automated compliance reporting.

The Challenge

The investment firm faced challenges tracking multiple FCA regulatory requirements, managing compliance deadlines, and generating audit-ready reports across different business units.

Our Solution

We built a centralized compliance management system with regulatory requirement tracking, automated deadline alerts, risk assessment workflows, document management with version control, and Power BI dashboards for compliance status visualization.

Results & Impact

Compliance audit preparation time reduced by 70%, zero missed regulatory deadlines since implementation, and achieved £200K annual savings in compliance management costs.

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